First Trust Specialty Finance and Financial Opportunities Fund FGB NYSE

NYSE • Financial Services • Asset Management • US • USD

There have been 50 recent insider transactions recorded for First Trust Specialty Finance and Financial Opportunities Fund (FGB), including 9 buys and 25 sells. Total insider buying was valued at $81.53K and total insider selling at $34.87K.

Notable insiders with recent activity include Wright Bronwyn, Maltbie Derek, Kadlec Thomas R. Insider transactions can provide insights into how company leadership views the stock's valuation and future prospects.

Insider Transactions — FGB

Date	Name	Role	Transaction	Shares	Avg. Price	Value	Shares Owned
2023-09-10	Wright Bronwyn	Director	Disposition	-	-	-	-
2023-06-05	Maltbie Derek	Treasurer and CFO	Disposition	-	-	-	-
2021-12-28	Kadlec Thomas R	Director	Informative Sell	2,432	$4.07	$9.9K	-
2021-11-01	Denise M Keefe	Director	Disposition	-	-	-	-
2021-09-07	Hansen Brian N	Officer	Unknown	-	-	-	-
2021-06-21	Dehler Kelly Catherine	Officer	Disposition	-	-	-	-
2020-11-30	Brown Kathleen Wieland	Officer	Disposition	-	-	-	-
2020-06-24	Friske Scott Michael	Officer	Disposition	-	-	-	-
2019-11-30	Hall R Scott	Officer	Unknown	-	-	-	-
2019-10-02	Kadlec Thomas R	Director	Informative Buy	2,000	$6.05	$12.1K	2,000
2019-07-08	Farmer Steven Patrick	Officer	Disposition	-	-	-	-
2019-06-30	Kochevar Anne	Officer	Disposition	-	-	-	-
2018-01-16	Kochevar Anne	Officer	Disposition	-	-	-	-
2015-11-30	Bradley Mark R	Officer	Unknown	-	-	-	-
2014-12-29	Winter Daniel T.	Officer	Informative Sell	400	$7.58	$3.03K	-
2014-06-09	Carey Robert F	Officer	Unknown	-	-	-	-
2014-06-09	Erickson Jon C	Officer	Unknown	-	-	-	-
2014-06-09	Swade Donald	Officer	Unknown	-	-	-	-
2014-06-09	Lynch Coleen D	Officer	Unknown	-	-	-	-
2014-06-09	Klassman Erin E	Officer	Unknown	-	-	-	-
2014-06-09	Gatta Rosanne	Officer	Unknown	-	-	-	-
2014-06-09	Urevig Katherine L	Officer	Unknown	-	-	-	-
2014-06-09	Shannon Shane	Officer	Unknown	-	-	-	-
2014-03-17	Shannon Shane	Assistant Secretary	Disposition	-	-	-	-
2012-09-17	Swade Donald	Assistant Treasurer	Disposition	-	-	-	-
2012-09-17	Urevig Katherine L	Assistant Treasurer	Disposition	-	-	-	-
2011-11-30	Schulte David J	Officer	Unknown	-	-	-	-
2011-03-21	Gatta Rosanne	Assistant Secretary	Disposition	-	-	-	-
2010-11-30	Schulte David J	Officer	Unknown	-	-	-	-
2009-12-29	Winter Daniel T.	Officer	Inheritance (Buy)	1,000	$5.86	$5.86K	1,400
2009-11-30	Schulte David J	Officer	Unknown	-	-	-	-
2009-06-01	Chapman Erin E	Assistant Secretary	Disposition	-	-	-	-
2009-05-06	First Trust Portfolios Lp	Officer	Informative Sell	5,352	$4.10	$21.94K	-
2009-01-12	Keller Mark A.	Officer	Informative Buy	4,500	$4.27	$19.22K	4,500
2008-12-30	Miyazaki David B.	Officer	Informative Buy	1,000	$3.70	$3.7K	4,100
2008-12-08	Miyazaki David B.	Officer	Informative Buy	1,000	$4.60	$4.6K	3,100
2008-11-19	Schulte David J	Officer	Informative Buy	2,400	$3.06	$7.34K	4,665
2008-08-22	Schulte David J	Officer	Informative Buy	2,000	$8.90	$17.8K	2,265
2008-08-20	Hanzlik Joseph J	Officer	Informative Buy	700	$8.93	$6.25K	700
2008-08-01	Hansen Brian N	Officer	Disposition	-	-	-	4,000
2008-08-01	Dahl Patricia A	Officer	Disposition	-	-	-	-
2008-08-01	Hanzlik Joseph J	Officer	Disposition	-	-	-	-
2008-08-01	Confluence Investment Management Llc	Officer	Disposition	-	-	-	-
2008-08-01	Schulte David J	Officer	Disposition	-	-	-	265
2008-08-01	Tortoise Capital Advisors Llc	Officer	Disposition	-	-	-	-
2008-07-29	Lynch Coleen D	Assistant Vice President	Disposition	-	-	-	-
2008-02-04	Brown Kathleen Wieland	Officer	Disposition	-	-	-	-
2007-12-19	Winter Daniel T.	Investment Committee Member	RSU Award	400	$11.64	$4.66K	400
2007-12-01	Gershen Richard S	Officer	Unknown	-	-	-	-
2007-12-01	Munn W Douglas	Officer	Unknown	-	-	-	-

■ Informative Buy/Sell — open market transaction (most significant) ■ Uninformative Buy — award, option exercise, conversion ■ Uninformative Sell — tax withholding, award vest sale ■ Neutral — gift, trust, expiry