Principal Capital Appreciation Select ETF LCAP CBOE

Chicago Board Option • Financial Services • Asset Management • US • USD

There have been 21 recent insider transactions recorded for Principal Capital Appreciation Select ETF (LCAP), including 9 buys and 6 sells. Total insider buying was valued at $6.67M and total insider selling at $4.92M.

Notable insiders with recent activity include Hawkins Thomas W, Sternberg Ophir, Lionheart Equities, Llc. Insider transactions can provide insights into how company leadership views the stock's valuation and future prospects.

Insider Transactions — LCAP

Date	Name	Role	Transaction	Shares	Avg. Price	Value	Shares Owned
2021-07-05	Hawkins Thomas W	Director	Unknown	-	-	-	-
2021-07-04	Sternberg Ophir	10 Percent Owner, Officer: President and CEO	Informative Buy	2,500	$11.50	$28.75K	222,500
2021-07-04	Lionheart Equities, Llc	10 Percent Owner	Informative Buy	2,500	$11.50	$28.75K	222,500
2021-07-04	Barran Trevor	Chief Operating Officer	Informative Sell	2,500	$11.50	$28.75K	-
2021-06-25	Anderson James Stephen	Director	Unknown	-	-	-	-
2021-06-25	Sternberg Ophir	10 Percent Owner, Officer: President and CEO	Informative Buy	440,000	$10.00	$4.4M	180,000
2021-06-25	Lionheart Equities, Llc	10 Percent Owner	Informative Buy	90,000	$11.50	$1.04M	220,000
2021-06-25	Kapadia Aman	Director	Informative Sell	90,000	$11.50	$1.04M	-
2021-03-26	Meltzer Roger	Director	Disposition	-	-	-	-
2020-08-18	Rapisarda Paul Howard	CFO and Secretary	Informative Buy	5,000	$11.50	$57.5K	5,000
2020-08-18	Sternberg Ophir	10 Percent Owner, Officer: President and CEO	Informative Sell	167,500	$11.50	$1.93M	130,000
2020-08-18	Lionheart Equities, Llc	10 Percent Owner	Informative Sell	167,500	$11.50	$1.93M	130,000
2020-08-18	Barran Trevor	Chief Operating Officer	Informative Buy	2,500	$11.50	$28.75K	2,500
2020-08-18	Kapadia Aman	Director	Informative Buy	90,000	$11.50	$1.04M	90,000
2020-08-13	Rapisarda Paul Howard	Officer	Unknown	-	-	-	-
2020-08-13	Sternberg Ophir	10 Percent Owner, Officer: CEO and President	Unknown	5,667,500	-	-	-
2020-08-13	Lionheart Equities, Llc	10 Percent Owner	Disposition	5,667,500	-	-	-
2020-08-13	Barran Trevor	Chief Operating Officer	Unknown	-	-	-	-
2020-08-13	Kapadia Aman	Director	Unknown	-	-	-	-
2008-05-15	Flowers David J A	Senior Vice President	Informative Buy	1,401	$15.12	$21.18K	94,670
2008-05-14	Flowers David J A	Senior Vice President	Informative Buy	2,014	$15.18	$30.57K	25,283

■ Informative Buy/Sell — open market transaction (most significant) ■ Uninformative Buy — award, option exercise, conversion ■ Uninformative Sell — tax withholding, award vest sale ■ Neutral — gift, trust, expiry