Caterpillar Inc. (CAT) has 20 known insider and institutional holders on record. The largest holder is Umpleby III Donald J with 464,199 shares. Other notable holders include De Lange Bob and Ainsworth William P.
Over the last 12 months, insiders have made 122 transactions in CAT stock — 55 buys (valued at $36.12M) and 12 sells (valued at $31.11M). Insider buying has outpaced selling during this period, which may signal confidence in the company's prospects.
CAT Insider Ownership
Top Holder
Umpleby III Donald J
464,199 shares
Buys (12 mo)
55
$36.12M value
Sells (12 mo)
12
$31.11M value
12-Month Transaction Activity
Top Insider Holders
| # |
Name |
Role |
Shares Owned |
Last Filed |
Relative Size |
| 1 |
Umpleby Iii Donald J |
Executive Chairman |
464,199 |
2026-03-06 |
|
| 2 |
De Lange Bob |
Group President |
86,029 |
2026-03-06 |
|
| 3 |
Ainsworth William P |
Group Pres. Thru 12/31/2020 |
64,001 |
2021-01-25 |
|
| 4 |
Osborn William A |
Director |
54,199 |
2021-03-03 |
|
| 5 |
Bonfield Andrew R J |
Chief Financial Officer |
52,935 |
2026-03-06 |
|
| 6 |
Johnson Denise C |
Group President |
49,825 |
2026-03-06 |
|
| 7 |
Rust Edward B Jr |
Director |
47,382 |
2022-06-10 |
|
| 8 |
Fassino Anthony D. |
Group President |
46,041 |
2026-03-06 |
|
| 9 |
Gallardo Juan |
Director |
35,425 |
2021-04-02 |
|
| 10 |
Long Suzette M |
Chief Legal Officer |
32,327 |
2023-03-08 |
|
| 11 |
Calhoun David L |
Director |
21,559 |
2024-04-01 |
|
| 12 |
Johnson Cheryl H |
Chief Human Resources Officer |
15,255 |
2025-03-05 |
|
| 13 |
Muilenburg Dennis A |
Director |
12,966 |
2019-03-06 |
|
| 14 |
Reed Debra L |
Director |
12,876 |
2025-06-13 |
|
| 15 |
Creed Joseph E |
Chief Executive Officer |
11,583 |
2026-03-27 |
|
| 16 |
Pellette Thomas A |
Group President |
10,661 |
2019-02-14 |
|
| 17 |
White Miles D |
Director |
8,382 |
2022-03-02 |
|
| 18 |
Owens Derek |
Chief Legal Officer |
8,203 |
2026-03-06 |
|
| 19 |
Wilkins Rayford Jr |
Director |
8,123 |
2025-06-13 |
|
| 20 |
Younessi Ramin |
Group President |
6,567 |
2020-11-04 |
|
Recent Transactions (last 12 months)
| Date |
Name |
Role |
Type |
Shares |
Price |
Value |
| 2026-03-31 |
Maclennan David |
Director |
RSU Award |
33 |
- |
- |
| 2026-03-26 |
Creed Joseph E |
Chief Executive Officer |
RSU Award |
3 |
- |
- |
| 2026-03-13 |
Kaiser Jason |
Group President |
RSU Award |
186 |
- |
- |
| 2026-03-13 |
Creed Joseph E |
Chief Executive Officer |
RSU Award |
428 |
- |
- |
| 2026-03-06 |
Kaiser Jason |
Group President |
RSU Award |
106 |
- |
- |
| 2026-03-06 |
Creed Joseph E |
Chief Executive Officer |
RSU Award |
214 |
- |
- |
| 2026-03-04 |
Shurman Rodney Michael |
Group President |
Tax Withholding of RSU |
117 |
$738.42 |
$86.4K |
| 2026-03-04 |
Owens Derek |
Chief Legal Officer |
Tax Withholding of RSU |
338 |
$738.42 |
$249.59K |
| 2026-03-04 |
Kaiser Jason |
Group President |
Tax Withholding of RSU |
368 |
$738.42 |
$271.74K |
| 2026-03-04 |
Fassino Anthony D. |
Group President |
Tax Withholding of RSU |
346 |
$738.42 |
$255.49K |
| 2026-03-05 |
Creed Joseph E |
Chief Executive Officer |
Informative Sell |
120 |
$721.00 |
$86.52K |
| 2026-03-04 |
Creed Joseph E |
Chief Executive Officer |
Tax Withholding of RSU |
696 |
$738.42 |
$513.94K |
| 2026-03-04 |
Schaupp William E |
Chief Accounting Officer |
Tax Withholding of RSU |
19 |
$738.42 |
$14.03K |
| 2026-03-04 |
De Lange Bob |
Group President |
Tax Withholding of RSU |
393 |
$738.42 |
$290.2K |
| 2026-03-04 |
Johnson Denise C |
Group President |
Tax Withholding of RSU |
346 |
$738.42 |
$255.49K |
| 2026-03-04 |
Umpleby Iii Donald J |
Executive Chairman |
Tax Withholding of RSU |
1,546 |
$738.42 |
$1.14M |
| 2026-03-04 |
Bonfield Andrew R J |
Chief Financial Officer |
Tax Withholding of RSU |
449 |
$738.42 |
$331.55K |
| 2026-03-03 |
Shurman Rodney Michael |
Group President |
Tax Withholding of RSU |
100 |
$719.13 |
$71.91K |
| 2026-03-02 |
Shurman Rodney Michael |
Group President |
RSU Award |
1,320 |
- |
- |
| 2026-03-03 |
Owens Derek |
CLO & General Counsel |
Tax Withholding of RSU |
310 |
$719.13 |
$222.93K |
| 2026-03-02 |
Owens Derek |
CLO & General Counsel |
RSU Award |
3,865 |
$752.18 |
$2.91M |
| 2026-03-03 |
Kaiser Jason |
Group President |
Tax Withholding of RSU |
358 |
$719.13 |
$257.45K |
| 2026-03-02 |
Kaiser Jason |
Group President |
RSU Award |
4,601 |
$752.18 |
$3.46M |
| 2026-03-03 |
Fassino Anthony D. |
Group President |
Tax Withholding of RSU |
337 |
$719.13 |
$242.35K |
| 2026-03-03 |
Creed Joseph E |
CEO |
Tax Withholding of RSU |
676 |
$719.13 |
$486.13K |
