Capital One Financial Corporation (COF) has 20 known insider and institutional holders on record. The largest holder is FAIRBANK RICHARD D with 4,031,782 shares. Other notable holders include Sanjiv Yajnik and Hall Sheldon.
Over the last 12 months, insiders have made 104 transactions in COF stock — 49 buys (valued at $80.47K) and 27 sells (valued at $32.3M). Insider buying has outpaced selling during this period, which may signal confidence in the company's prospects.
COF Insider Ownership
Top Holder
FAIRBANK RICHARD D
4,031,782 shares
Buys (12 mo)
49
$80.47K value
Sells (12 mo)
27
$32.3M value
12-Month Transaction Activity
Top Insider Holders
| # |
Name |
Role |
Shares Owned |
Last Filed |
Relative Size |
| 1 |
Fairbank Richard D |
Chairman and CEO |
4,031,782 |
2026-03-11 |
|
| 2 |
Sanjiv Yajnik |
President, Financial Services |
143,881 |
2026-02-18 |
|
| 3 |
Hall Sheldon |
Senior Advisor To CEO |
98,614 |
2024-03-13 |
|
| 4 |
Cooper Matthew W |
General Counsel & Corp Secy |
96,251 |
2026-02-18 |
|
| 5 |
Wassmer Michael J |
President, Card |
89,785 |
2022-03-15 |
|
| 6 |
Borgmann Kevin S. |
Senior Advisor To the CEO |
78,884 |
2024-03-13 |
|
| 7 |
Alexander Robert M. |
Chief Information Officer |
77,292 |
2026-03-11 |
|
| 8 |
Shattuck Mayo A Iii |
Director |
66,575 |
2025-05-20 |
|
| 9 |
Dean Lia |
Pres, Banking & Prem. Products |
65,454 |
2026-04-03 |
|
| 10 |
Maheras Thomas G |
Director |
65,272 |
2025-05-20 |
|
| 11 |
Karam Celia |
Pres, Retail Bank |
63,323 |
2026-04-03 |
|
| 12 |
Slocum Michael |
President, Commercial Banking |
60,314 |
2022-02-17 |
|
| 13 |
Berson Jory A |
Officer |
60,120 |
2022-02-07 |
|
| 14 |
Blackley Richard Scott |
Senior Advisor |
57,541 |
2021-03-15 |
|
| 15 |
Hackett Ann F |
Director |
56,244 |
2025-05-14 |
|
| 16 |
Young Andrew M |
Chief Financial Officer |
54,911 |
2026-02-18 |
|
| 17 |
Finneran John G Jr |
Officer |
53,016 |
2022-02-07 |
|
| 18 |
Laprade,iii Frank G. |
Chief Enterprise Srvcs Officer |
51,570 |
2026-02-18 |
|
| 19 |
Mouadeb Mark Daniel |
President, Card |
49,382 |
2026-03-02 |
|
| 20 |
Haggerty Kaitlin |
Chief Human Resources Officer |
47,570 |
2026-02-18 |
|
Recent Transactions (last 12 months)
| Date |
Name |
Role |
Type |
Shares |
Price |
Value |
| 2026-04-01 |
Karam Celia |
Pres, Retail Bank |
Informative Sell |
1,099 |
$185.61 |
$203.99K |
| 2026-04-01 |
Dean Lia |
Pres, Banking & Prem. Products |
Informative Sell |
1,692 |
$185.61 |
$314.05K |
| 2026-03-09 |
Zamsky Michael |
Chief Credit & Fin'l Risk Off. |
Tax Withholding of RSU |
2,728 |
$185.73 |
$506.67K |
| 2026-03-09 |
Alexander Robert M. |
Chief Information Officer |
Tax Withholding of RSU |
4,491 |
$185.73 |
$834.11K |
| 2026-03-09 |
Fairbank Richard D |
Chairman and CEO |
Tax Withholding of RSU |
25,093 |
$185.73 |
$4.66M |
| 2026-03-02 |
Karam Celia |
Pres, Retail Bank |
Informative Sell |
1,636 |
$191.00 |
$312.48K |
| 2026-02-26 |
Mouadeb Mark Daniel |
President, Card |
Informative Sell |
1,593 |
$210.00 |
$334.53K |
| 2026-02-25 |
Hanson Jason P. |
Pres.- Global Payment Network |
Informative Sell |
3,729 |
$205.00 |
$764.45K |
| 2026-02-25 |
Mouadeb Mark Daniel |
President, Card |
Informative Sell |
791 |
$205.00 |
$162.16K |
| 2026-02-24 |
Blinde Neal |
President, Commercial Banking |
Informative Sell |
15,360 |
$191.45 |
$2.94M |
| 2026-02-15 |
West Kara |
Chief Enterprise Risk Officer |
Tax Withholding of RSU |
578 |
$207.37 |
$119.86K |
| 2026-02-15 |
Zamsky Michael |
Chief Credit & Fin'l Risk Off. |
Tax Withholding of RSU |
769 |
$207.37 |
$159.47K |
| 2026-02-15 |
Raghu Ravi |
Pres, Software, Intl & Sm Bus |
Tax Withholding of RSU |
560 |
$207.37 |
$116.13K |
| 2026-02-15 |
Mouadeb Mark Daniel |
President, Card |
Tax Withholding of RSU |
1,059 |
$207.37 |
$219.6K |
| 2026-02-15 |
Blinde Neal |
President, Commercial Banking |
Tax Withholding of RSU |
1,058 |
$207.37 |
$219.4K |
| 2026-02-15 |
Haggerty Kaitlin |
Chief Human Resources Officer |
Tax Withholding of RSU |
801 |
$207.37 |
$166.1K |
| 2026-02-15 |
Young Andrew M |
Chief Financial Officer |
Tax Withholding of RSU |
977 |
$207.37 |
$202.6K |
| 2026-02-15 |
Karam Celia |
Pres, Retail Bank |
Tax Withholding of RSU |
917 |
$207.37 |
$190.16K |
| 2026-02-15 |
Dean Lia |
Pres, Banking & Prem. Products |
Tax Withholding of RSU |
1,129 |
$207.37 |
$234.12K |
| 2026-02-15 |
Cooper Matthew W |
General Counsel & Corp Secy |
Tax Withholding of RSU |
1,203 |
$207.37 |
$249.47K |
| 2026-02-15 |
Golden Timothy P |
SVP, Chief Accounting Officer |
Tax Withholding of RSU |
350 |
$207.37 |
$72.58K |
| 2026-02-15 |
Laprade,iii Frank G. |
Chief Enterprise Srvcs Officer |
Tax Withholding of RSU |
1,304 |
$207.37 |
$270.41K |
| 2026-02-15 |
Sanjiv Yajnik |
President, Financial Services |
Tax Withholding of RSU |
1,223 |
$207.37 |
$253.61K |
| 2026-02-15 |
Alexander Robert M. |
Chief Information Officer |
Tax Withholding of RSU |
1,069 |
$207.37 |
$221.68K |
| 2026-02-15 |
Fairbank Richard D |
Chairman and CEO |
Option Exercise (Sell) |
24,021 |
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