Capital Southwest Corporation (CSWC) has 20 known insider and institutional holders on record. The largest holder is Moab Capital Partners LLC with 1,574,994 shares. Other notable holders include Moab Partners LP and Sarner Michael Scott.
Over the last 12 months, insiders have made 17 transactions in CSWC stock — 11 buys (valued at $117.78K) and 0 sells (valued at RSU Award). Insider buying has outpaced selling during this period, which may signal confidence in the company's prospects.
CSWC Insider Ownership
Top Holder
Moab Capital Partners LLC
1,574,994 shares
Buys (12 mo)
11
$117.78K value
Sells (12 mo)
0
$0.00 value
12-Month Transaction Activity
Top Insider Holders
| # |
Name |
Role |
Shares Owned |
Last Filed |
Relative Size |
| 1 |
Moab Capital Partners Llc |
10 Percent Owner |
1,574,994 |
2017-08-29 |
|
| 2 |
Moab Partners Lp |
10 Percent Owner |
1,476,065 |
2017-08-29 |
|
| 3 |
Sarner Michael Scott |
President and CEO |
473,154 |
2026-03-02 |
|
| 4 |
Thomas William R |
10 Percent Owner |
341,975 |
2007-08-20 |
|
| 5 |
Weinstein Joshua S. |
Senior Managing Director & CIO |
248,563 |
2025-06-11 |
|
| 6 |
Diehl Bowen S |
President and CEO |
226,225 |
2024-06-11 |
|
| 7 |
Rehberger Chris |
Chief Financial Officer |
107,192 |
2025-06-10 |
|
| 8 |
Martin Gary L |
Director |
100,000 |
2014-02-20 |
|
| 9 |
Kelley Douglas M. |
Sr. VP, Managing Director |
64,635 |
2017-12-22 |
|
| 10 |
Furst Jack D |
Director |
47,948 |
2025-08-14 |
|
| 11 |
Tacke Kelly |
SVP and CFO |
47,000 |
2014-08-29 |
|
| 12 |
Ashbaugh William M |
Sr. VP, Managing Director |
43,592 |
2017-12-22 |
|
| 13 |
Brooks David R |
Director |
40,944 |
2025-08-13 |
|
| 14 |
Burton Donald W |
Director |
35,751 |
2012-01-09 |
|
| 15 |
Armes Joseph B |
Director |
31,000 |
2017-08-02 |
|
| 16 |
Rogers-windsor Ramona Lynn |
Director |
21,612 |
2025-10-01 |
|
| 17 |
Wilson John H |
Director |
20,000 |
2018-03-26 |
|
| 18 |
Thomas William R Iii |
Director |
18,344 |
2025-08-13 |
|
| 19 |
Hammer Patrick F |
Vice-president |
14,000 |
2003-06-09 |
|
| 20 |
Battist Christine |
Director |
13,215 |
2026-02-09 |
|
Recent Transactions (last 12 months)
| Date |
Name |
Role |
Type |
Shares |
Price |
Value |
| 2026-02-27 |
Sarner Michael Scott |
President and CEO |
Informative Buy |
2,695 |
$21.90 |
$59.02K |
| 2026-02-09 |
Battist Christine |
Director |
Informative Buy |
600 |
$23.16 |
$13.9K |
| 2025-10-01 |
Rogers-windsor Ramona Lynn |
Director |
Informative Buy |
463 |
$21.55 |
$9.98K |
| 2025-08-20 |
Battist Christine |
Director |
Informative Buy |
667 |
$22.45 |
$14.97K |
| 2025-08-12 |
Furst Jack D |
Director |
RSU Award |
2,193 |
- |
- |
| 2025-08-12 |
Rogers-windsor Ramona Lynn |
Director |
RSU Award |
2,193 |
- |
- |
| 2025-08-12 |
Brooks David R |
Director |
RSU Award |
2,193 |
- |
- |
| 2025-08-12 |
Battist Christine |
Director |
RSU Award |
2,193 |
- |
- |
| 2025-08-12 |
Thomas William R Iii |
Director |
RSU Award |
2,193 |
- |
- |
| 2025-06-23 |
Rogers-windsor Ramona Lynn |
Director |
Informative Buy |
471 |
$21.19 |
$9.98K |
| 2025-06-10 |
Weinstein Joshua S. |
Senior Managing Director & CIO |
Tax Withholding of RSU |
12,041 |
$21.35 |
$257.08K |
| 2025-06-09 |
Weinstein Joshua S. |
Senior Managing Director & CIO |
Tax Withholding of RSU |
3,127 |
$21.06 |
$65.85K |
| 2025-06-10 |
Rehberger Chris |
Chief Financial Officer |
Tax Withholding of RSU |
3,041 |
$21.35 |
$64.93K |
| 2025-06-09 |
Rehberger Chris |
Chief Financial Officer |
Tax Withholding of RSU |
1,126 |
$21.06 |
$23.71K |
| 2025-06-10 |
Sarner Michael Scott |
President and CEO |
Tax Withholding of RSU |
15,319 |
$21.35 |
$327.06K |
| 2025-06-09 |
Sarner Michael Scott |
President and CEO |
Tax Withholding of RSU |
3,648 |
$21.06 |
$76.83K |
| 2025-05-27 |
Battist Christine |
Director |
Informative Buy |
476 |
$20.87 |
$9.93K |
