Flaherty & Crumrine Total Return Fund Inc. (FLC) has 15 known insider and institutional holders on record. The largest holder is ETTINGER ROBERT M with 28,400 shares. Other notable holders include WULF ROBERT F and CHADWICK ROBERT E.
FLC Insider Ownership
Top Holder
ETTINGER ROBERT M
28,400 shares
Buys (12 mo)
0
$0.00 value
Sells (12 mo)
0
$0.00 value
Top Insider Holders
| # |
Name |
Role |
Shares Owned |
Last Filed |
Relative Size |
| 1 |
Ettinger Robert M |
President |
28,400 |
2011-08-10 |
|
| 2 |
Wulf Robert F |
Director |
7,281 |
2016-03-18 |
|
| 3 |
Chadwick Robert E |
Vice President, CFO |
4,198 |
2006-12-28 |
|
| 4 |
Flaherty & Grumrine Inc |
Officer |
4,198 |
2003-08-26 |
|
| 5 |
Gale David |
Director |
3,000 |
2008-12-31 |
|
| 6 |
Crumrine Donald F |
Chairman of the Board and CEO |
2,700 |
2005-12-06 |
|
| 7 |
Brody Martin |
Director |
2,000 |
2003-12-18 |
|
| 8 |
Stimes Peter C |
VP, Chief Compliance Officer |
1,500 |
2005-04-04 |
|
| 9 |
Ryan Christopher Douglas |
Vice President |
1,350 |
2005-04-29 |
|
| 10 |
Stone Bradford S |
VP and Asst. Treasurer |
1,200 |
2013-06-04 |
|
| 11 |
Gust Morgan |
Director |
1,000 |
2004-01-14 |
|
| 12 |
Conwell Chad |
Cco, VP and Secretary |
500 |
2013-06-03 |
|
| 13 |
Hogan Karen Hanovice |
Director |
500 |
2013-08-06 |
|
| 14 |
Morgan Stanley |
10 Percent Owner |
355 |
2009-01-12 |
|
| 15 |
Merrill Lynch & Co., Inc. |
10 Percent Owner |
203 |
2009-01-09 |
|
No ownership data available for FLC.
