Gladstone Investment Corporation GAIN NASDAQ

NASDAQ Global Select • Financial Services • Asset Management • US • USD

SharesGrow Score

68/100

4/7 Pass

SharesGrow Intrinsic Value

Gladstone Investment Corporation (GAIN) has 20 known insider and institutional holders on record. The largest holder is DULLUM DAVID A R with 149,916 shares. Other notable holders include WILKINSON WALTER H and STELLJES GEORGE III.

Over the last 12 months, insiders have made 2 transactions in GAIN stock — 0 buys (valued at RSU Award) and 0 sells (valued at RSU Award).

GAIN Insider Ownership

Top Holder

DULLUM DAVID A R

149,916 shares

Buys (12 mo)

$0.00 value

Sells (12 mo)

$0.00 value

12-Month Transaction Activity

Buy 0%

Sell 0%

Top Insider Holders

#	Name	Role	Shares Owned	Last Filed	Relative Size
1	Dullum David A R	President	149,916	2023-08-08	100%
2	Wilkinson Walter H	Director	26,154	2023-02-07	17%
3	Stelljes George Iii	CIO	20,995	2008-11-13	14%
4	Brubaker Terry Lee	Chief Operating Officer	16,233	2020-03-24	11%
5	Mead Gerard	Director	12,466	2011-09-13	8%
6	Watson David Hibbert	CFO and Treasurer	11,580	2014-12-10	8%
7	Gladstone David	Chief Executive Officer	11,018	2021-01-25	7%
8	Licalsi Michael	General Counsel and Secretary	9,144	2020-03-16	6%
9	Reilly John	Director	4,000	2011-02-04	3%
10	Ryan Julia	Chief Financial Officer	4,000	2020-03-23	3%
11	Adelgren Paul W	Director	3,715	2012-03-15	2%
12	Parker Anthony W	Director	3,584	2005-06-28	2%
13	Merrick Caren D	Director	1,965	2015-06-03	1%
14	Ritchie Taylor	Chief Financial Officer	1,668	2024-11-15	1%
15	Easton Rachael Z.	CFO and Treasurer	1,400	2023-11-07	1%
16	Novara Paula	Director	1,333	2022-10-18	1%
17	English Michela A	Director	1,000	2005-06-28	1%
18	Outland John H	Director	1,000	2005-06-28	1%
19	Brill Harry	Chief Financial Officer	750	2005-06-28	1%
20	Perrigo Mark	CFO	561	2008-11-13	0%