Great Elm Capital Corp. (GECC) has 20 known insider and institutional holders on record. The largest holder is Lenders Funding LLC /California with 3,397,436 shares. Other notable holders include Great Elm Strategic Partnership I, LLC and Great Elm Group, Inc..
Over the last 12 months, insiders have made 40 transactions in GECC stock — 11 buys (valued at $325.78K) and 23 sells (valued at $3.27M). Insider selling has exceeded buying during this period.
GECC Insider Ownership
Top Holder
Lenders Funding LLC /California
3,397,436 shares
Buys (12 mo)
11
$325.78K value
Sells (12 mo)
23
$3.27M value
12-Month Transaction Activity
Top Insider Holders
| # |
Name |
Role |
Shares Owned |
Last Filed |
Relative Size |
| 1 |
Lenders Funding Llc /california |
Officer |
3,397,436 |
2021-10-13 |
|
| 2 |
Great Elm Strategic Partnership I, Llc |
10 Percent Owner |
1,560,573 |
2025-09-26 |
|
| 3 |
Great Elm Group, Inc. |
10 Percent Owner |
1,421,467 |
2025-09-23 |
|
| 4 |
Mast Capital Management, Llc |
10 Percent Owner |
1,015,508 |
2019-06-07 |
|
| 5 |
Great Elm Capital Group, Inc. |
10 Percent Owner |
429,150 |
2020-12-23 |
|
| 6 |
Reed Peter A |
Officer |
351,636 |
2021-09-28 |
|
| 7 |
Northern Right Capital Management, L.p. |
10 Percent Owner |
208,932 |
2022-06-27 |
|
| 8 |
Kaplan Matthew D |
CEO and President |
142,400 |
2025-11-10 |
|
| 9 |
Reese Jason W. |
Director |
87,237 |
2026-03-05 |
|
| 10 |
Drapkin Matthew A |
Director |
75,716 |
2024-09-17 |
|
| 11 |
Kleinman Adam M |
Cco and Secretary |
45,802 |
2025-09-23 |
|
| 12 |
Speller Michael C |
Director |
36,559 |
2021-01-26 |
|
| 13 |
Horsey Randall Revell |
Director |
25,279 |
2021-01-26 |
|
| 14 |
Davis Keri |
CFO |
23,212 |
2025-09-23 |
|
| 15 |
Cohen Richard M |
Director |
18,136 |
2025-06-13 |
|
| 16 |
Biderman Mark C |
Director |
5,037 |
2016-12-09 |
|
| 17 |
Woods John J |
See Remarks |
2,000 |
2018-06-08 |
|
| 18 |
Perry Chad |
Director |
1,850 |
2025-06-05 |
|
| 19 |
Sell Michael J. |
See Remarks |
1,700 |
2017-11-13 |
|
| 20 |
Stuart John Edward |
Director |
1,034 |
2021-01-26 |
|
Recent Transactions (last 12 months)
| Date |
Name |
Role |
Type |
Shares |
Price |
Value |
| 2026-03-02 |
Reese Jason W. |
Director |
Unknown |
- |
- |
- |
| 2025-11-07 |
Kaplan Matthew D |
CEO and President |
Informative Buy |
19,650 |
$7.64 |
$150.13K |
| 2025-09-26 |
Great Elm Strategic Partnership I, Llc |
10 Percent Owner |
Informative Sell |
2,313 |
$11.45 |
$26.48K |
| 2025-09-25 |
Great Elm Strategic Partnership I, Llc |
10 Percent Owner |
Informative Sell |
1,696 |
$11.45 |
$19.42K |
| 2025-09-23 |
Great Elm Strategic Partnership I, Llc |
10 Percent Owner |
Informative Sell |
1,490 |
$11.45 |
$17.06K |
| 2025-09-22 |
Great Elm Strategic Partnership I, Llc |
10 Percent Owner |
Informative Sell |
48,248 |
$11.45 |
$552.44K |
| 2025-09-23 |
Kaplan Matthew D |
CEO and President |
Tax Withholding of RSU |
8,211 |
$11.43 |
$93.85K |
| 2025-09-19 |
Kaplan Matthew D |
CEO and President |
RSU Award |
37,117 |
- |
- |
| 2025-09-20 |
Great Elm Group, Inc. |
10 Percent Owner |
Other (Sell) |
63,189 |
- |
- |
| 2025-09-19 |
Great Elm Group, Inc. |
10 Percent Owner |
Other (Sell) |
16,612 |
- |
- |
| 2025-09-23 |
Davis Keri |
CFO |
Tax Withholding of RSU |
2,725 |
$11.43 |
$31.15K |
| 2025-09-19 |
Davis Keri |
CFO |
RSU Award |
3,820 |
- |
- |
| 2025-09-23 |
Kleinman Adam M |
Cco and Secretary |
Tax Withholding of RSU |
1,361 |
$11.43 |
$15.56K |
| 2025-09-19 |
Kleinman Adam M |
Cco and Secretary |
RSU Award |
5,458 |
- |
- |
| 2025-09-19 |
Great Elm Strategic Partnership I, Llc |
10 Percent Owner |
Informative Sell |
14,737 |
$11.45 |
$168.74K |
| 2025-09-18 |
Great Elm Strategic Partnership I, Llc |
10 Percent Owner |
Informative Sell |
100 |
$11.45 |
$1.15K |
| 2025-09-15 |
Great Elm Strategic Partnership I, Llc |
10 Percent Owner |
Informative Sell |
20,938 |
$11.45 |
$239.74K |
| 2025-08-26 |
Great Elm Strategic Partnership I, Llc |
10 Percent Owner |
Informative Sell |
21,472 |
$11.20 |
$240.49K |
| 2025-08-25 |
Great Elm Strategic Partnership I, Llc |
10 Percent Owner |
Informative Sell |
25,711 |
$11.20 |
$287.96K |
| 2025-08-22 |
Great Elm Strategic Partnership I, Llc |
10 Percent Owner |
Informative Sell |
17,956 |
$11.20 |
$201.11K |
| 2025-08-21 |
Great Elm Strategic Partnership I, Llc |
10 Percent Owner |
Informative Sell |
26,705 |
$11.20 |
$299.1K |
| 2025-08-20 |
Great Elm Strategic Partnership I, Llc |
10 Percent Owner |
Informative Sell |
7,793 |
$11.20 |
$87.28K |
| 2025-08-18 |
Great Elm Strategic Partnership I, Llc |
10 Percent Owner |
Informative Sell |
363 |
$11.20 |
$4.07K |
| 2025-07-11 |
Great Elm Strategic Partnership I, Llc |
10 Percent Owner |
Informative Sell |
38,793 |
$10.95 |
$424.78K |
| 2025-07-10 |
Great Elm Strategic Partnership I, Llc |
10 Percent Owner |
Informative Sell |
8,661 |
$10.95 |
$94.84K |
