LPL Financial Holdings Inc. LPLA NASDAQ

NASDAQ Global Select • Financial Services • Financial - Capital Markets • US • USD

SharesGrow Score

66/100

4/7 Pass

SharesGrow Intrinsic Value

LPL Financial Holdings Inc. (LPLA) has 20 known insider and institutional holders on record. The largest holder is Putnam James S with 136,669 shares. Other notable holders include RIEPE JAMES S and White George Burton.

Over the last 12 months, insiders have made 61 transactions in LPLA stock — 34 buys (valued at RSU Award) and 12 sells (valued at $906.81K). Insider buying has outpaced selling during this period, which may signal confidence in the company's prospects.

LPLA Insider Ownership

Top Holder

Putnam James S

136,669 shares

Buys (12 mo)

$0.00 value

Sells (12 mo)

$906.81K value

12-Month Transaction Activity

Buy 56%

Sell 20%

Top Insider Holders

#	Name	Role	Shares Owned	Last Filed	Relative Size
1	Putnam James S	Director	136,669	2026-03-26	100%
2	Riepe James S	Director	95,214	2020-04-02	70%
3	White George Burton	Managing Director	49,578	2022-03-01	36%
4	Arnold Dan H.	President & CEO	47,603	2024-06-18	35%
5	Schifter Richard P	Director	38,099	2026-03-26	28%
6	Mulcahy Anne M	Director	36,063	2025-05-28	26%
7	Oroschakoff Michelle	Managing Director	27,311	2023-02-28	20%
8	Larsen Sallie R.	Managing Director	27,104	2023-02-28	20%
9	Kalbaugh John Andrew	Managing Director	23,535	2021-03-01	17%
10	Glavin William Francis Jr	Director	23,337	2026-03-26	17%
11	Semerjian Dayton	Managing Director	19,118	2023-02-28	14%
12	Eberhart Paulett	Director	17,043	2026-03-26	12%
13	Fandrey Edward	Managing Director	16,544	2022-03-01	12%
14	Audette Matthew J	President and CFO	16,339	2026-02-27	12%
15	Bernard Edward C	Director	15,195	2026-03-26	11%
16	Gates Greg	Group Managing Director	15,183	2026-02-27	11%
17	Enyedi Matthew	Group Managing Director	14,054	2026-02-27	10%
18	Thomas Corey E.	Director	13,841	2026-03-26	10%
19	Sethi Kabir	Managing Director	11,545	2024-02-27	8%
20	Mnookin Allison	Director	11,046	2026-03-26	8%

Recent Transactions (last 12 months)

Date	Name	Role	Type	Shares	Price	Value
2026-03-24	Thomas Corey E.	Director	RSU Award	7	-	-
2026-03-24	Mnookin Allison	Director	RSU Award	3	-	-
2026-03-24	Putnam James S	Director	RSU Award	10	-	-
2026-03-24	Glavin William Francis Jr	Director	RSU Award	15	-	-
2026-03-24	Schifter Richard P	Director	RSU Award	19	-	-
2026-03-24	Bernard Edward C	Director	RSU Award	4	-	-
2026-03-24	Eberhart Paulett	Director	RSU Award	5	-	-
2026-03-10	Cohen Marc Eliot	Group Managing Director	Informative Sell	1,088	$309.72	$336.98K
2026-03-09	Cohen Marc Eliot	Group Managing Director	Option Exercise (Sell)	2,212	$77.53	$171.5K
2026-03-02	Jambusaria Aneri	Group Managing Director	Informative Sell	308	$306.00	$94.25K
2026-02-25	Morningstar Matthew	Group Managing Director	RSU Award	1,122	-	-
2026-02-25	Field Emily	Group Managing Director	RSU Award	1,122	-	-
2026-02-25	Reeping Katharine	Principal Accounting Officer	Tax Withholding of RSU	212	$318.47	$67.52K
2026-02-25	Cohen Marc Eliot	Group Managing Director	Tax Withholding of RSU	483	$318.47	$153.82K
2026-02-25	Jambusaria Aneri	Group Managing Director	Tax Withholding of RSU	715	$318.47	$227.71K
2026-02-25	Gates Greg	Group Managing Director	Tax Withholding of RSU	1,293	$318.47	$411.78K
2026-02-26	Enyedi Matthew	Group Managing Director	Informative Sell	183	$322.72	$59.06K
2026-02-25	Enyedi Matthew	Group Managing Director	Tax Withholding of RSU	1,333	$318.47	$424.52K
2026-02-25	Steinmeier Richard	Chief Executive Officer	Tax Withholding of RSU	2,619	$318.47	$834.07K
2026-02-26	Audette Matthew J	President and CFO	Informative Sell	453	$322.15	$145.93K
2026-02-25	Audette Matthew J	President and CFO	Tax Withholding of RSU	2,351	$318.47	$748.72K
2026-02-02	Khanna Somesh	Director	RSU Award	139	-	-
2026-01-05	Khanna Somesh	Director	Unknown	-	-	-
2025-12-31	Schifter Richard P	Director	Gift (Given)	1,145	-	-
2025-12-09	Morningstar Matthew	Group Managing Director	RSU Award	1,715	-	-