SmartFinancial, Inc. SMBK NYSE

NYSE • Financial Services • Banks - Regional • US • USD

SharesGrow Score

65/100

4/7 Pass

SharesGrow Intrinsic Value

SmartFinancial, Inc. (SMBK) has 20 known insider and institutional holders on record. The largest holder is Phillips Ottis H with 229,800 shares. Other notable holders include Ogle David Austin and JONES GREGORY B.

Over the last 12 months, insiders have made 28 transactions in SMBK stock — 19 buys (valued at $46.06K) and 2 sells (valued at $412.61K). Insider buying has outpaced selling during this period, which may signal confidence in the company's prospects.

SMBK Insider Ownership

Top Holder

Phillips Ottis H

229,800 shares

Buys (12 mo)

$46.06K value

Sells (12 mo)

$412.61K value

12-Month Transaction Activity

Buy 68%

Sell 7%

Top Insider Holders

#	Name	Role	Shares Owned	Last Filed	Relative Size
1	Phillips Ottis H	Director	229,800	2023-01-30	100%
2	Ogle David Austin	Director	197,451	2026-01-30	86%
3	Jones Gregory B	Chairman & CEO	185,000	2009-03-03	81%
4	Lee Jerry D	EVP & Senior Loan Admin.	162,400	2009-03-03	71%
5	Barrett Victor Lynn	Director	148,724	2026-01-30	65%
6	Miller Ted Charles	Director	142,764	2025-01-17	62%
7	Carroll William Young Jr.	President and CEO	133,094	2026-03-11	58%
8	Watson Robert B	EVP	101,000	2014-03-04	44%
9	Wolpert Geoffrey Alan	Director	100,376	2026-01-30	44%
10	Welborn Wesley Miller	Chairman of the Board	100,010	2026-03-11	44%
11	Miller Clifton N	Director	92,751	2020-05-28	40%
12	Whaley Keith Edward	Director	87,369	2026-01-30	38%
13	Vercoe James Robert Jr.	EVP	60,000	2014-03-04	26%
14	Tucker Steven B.	Director	50,722	2026-01-30	22%
15	Yoder William L	Chief Banking&depofficer&evp	43,731	2020-01-24	19%
16	Wicks James Beaumont	Director	41,364	2020-01-24	18%
17	Payne Doyce G Md	Director	41,051	2018-01-29	18%
18	Davis Gregory L.	EVP & Chief Lending Officer	38,215	2023-10-02	17%
19	Driver B Kenneth	Director	36,650	2014-03-04	16%
20	Yessick Marsha	Director	34,650	2014-03-04	15%

Recent Transactions (last 12 months)

Date	Name	Role	Type	Shares	Price	Value
2026-03-10	Trumpp Jarrod M	Chief Risk Officer	RSU Award	990	-	-
2026-03-10	Schrodt Martin E	EVP, Chief Banking Officer	RSU Award	1,998	-	-
2026-03-10	Boyd Rebecca C	CPO - Chief People Officer	RSU Award	1,913	-	-
2026-03-10	Cain Cynthia A	CAO - Chief Accounting Officer	RSU Award	2,052	-	-
2026-03-10	Jordan Rhett D.	EVP & Chief Credit Officer	RSU Award	3,414	-	-
2026-03-10	Carroll William Young Jr.	President and CEO	RSU Award	9,450	-	-
2026-03-10	Gorczynski Ronald J	EVP & Chief Financial Officer	RSU Award	3,752	-	-
2026-03-10	Welborn Wesley Miller	Chairman of the Board	RSU Award	3,542	-	-
2026-02-09	Welborn Wesley Miller	Chairman of the Board	Informative Buy	835	$43.13	$36.01K
2026-01-29	Shomaker Kelli D	Director	RSU Award	808	-	-
2026-01-29	Ackermann Cathy G	Director	RSU Award	808	-	-
2026-01-29	Tucker Steven B.	Director	RSU Award	808	-	-
2026-01-29	Ogle David Austin	Director	RSU Award	808	-	-
2026-01-29	Wolpert Geoffrey Alan	Director	RSU Award	808	-	-
2026-01-29	Whaley Keith Edward	Director	RSU Award	808	-	-
2026-01-29	Barrett Victor Lynn	Director	RSU Award	808	-	-
2026-01-27	Shomaker Kelli D	Director	Informative Buy	255	$39.38	$10.04K
2026-01-01	Boyd Rebecca C	CPO - Chief People Officer	Tax Withholding of RSU	445	$36.99	$16.46K
2026-01-01	Cain Cynthia A	CAO - Chief Accounting Officer	Tax Withholding of RSU	445	$36.99	$16.46K
2026-01-01	Jordan Rhett D.	EVP & Chief Credit Officer	Tax Withholding of RSU	816	$36.99	$30.18K
2026-01-01	Carroll William Young Jr.	President and CEO	Tax Withholding of RSU	1,807	$36.99	$66.84K
2026-01-01	Gorczynski Ronald J	EVP & Chief Financial Officer	Tax Withholding of RSU	842	$36.99	$31.15K
2026-01-01	Welborn Wesley Miller	Chairman of the Board	Tax Withholding of RSU	1,305	$36.99	$48.27K
2025-12-10	Tucker Steven B.	Director	Informative Sell	10,625	$38.01	$403.86K
2025-11-18	Jordan Rhett D.	EVP & Chief Credit Officer	Informative Sell	250	$35.00	$8.75K