Smith Micro Software, Inc. SMSI NASDAQ

NASDAQ Capital Marke • Technology • Software - Application • US • USD

Smith Micro Software, Inc. (SMSI) has 20 known insider and institutional holders on record. The largest holder is SMITH RHONDA L with 2,247,750 shares. Other notable holders include The Rhonda L. Smith Living Trust, U/A/D 9/01/04 and The William W. Smith, Jr. Revocable Trust.

Over the last 12 months, insiders have made 56 transactions in SMSI stock — 26 buys (valued at $3.32M) and 2 sells (valued at $44.6K). Insider buying has outpaced selling during this period, which may signal confidence in the company's prospects.

SMSI Insider Ownership

Top Holder

SMITH RHONDA L

2,247,750 shares

Buys (12 mo)

$3.32M value

Sells (12 mo)

$44.6K value

12-Month Transaction Activity

Buy 46%

Sell 4%

Top Insider Holders

#	Name	Role	Shares Owned	Last Filed	Relative Size
1	Smith Rhonda L	10 Percent Owner	2,247,750	2006-03-16	100%
2	The Rhonda L. Smith Living Trust, U/a/d 9/01/04	10 Percent Owner	2,247,750	2006-03-16	100%
3	The William W. Smith, Jr. Revocable Trust	10 Percent Owner	2,133,115	2010-06-04	95%
4	Carpenter Rick	SVP - Engineering	595,141	2015-02-25	26%
5	Cameron Von	EVP - Sales	404,660	2013-09-09	18%
6	Smith William W Jr	10 Percent Owner, Officer: President and CEO	296,756	2026-03-16	13%
7	Lippincott Christopher G	Former SVP-global Ops	250,502	2014-11-06	11%
8	Schmidt Andrew C	Former VP &cfo	233,174	2014-11-04	10%
9	Kempton James M	VP, CFO and Treasurer	217,631	2025-05-14	10%
10	Huffmyer Timothy C.	VP, COO, CFO and Treasurer	184,567	2026-03-16	8%
11	Sperling David P	CTO	143,105	2010-12-07	6%
12	Elliott Robert	Chief Marketing Officer	102,403	2010-11-10	5%
13	Rawlings Daniel	Chief Revenue Officer	92,293	2014-07-17	4%
14	Arno Andrew	Director	88,007	2026-03-10	4%
15	Yasbek Steven	Former VP & CFO	74,585	2017-07-03	3%
16	Szabo Gregory J	Director	73,493	2026-03-10	3%
17	Gulko Samuel	Director	70,274	2026-03-10	3%
18	Kahn Jonathan	EVP - Productivity & Graphics	70,000	2010-12-14	3%
19	Elfman Steven Lawrence	Director	69,087	2026-03-10	3%
20	Wyand William R	Officer	56,250	2007-02-21	3%

Recent Transactions (last 12 months)

Date	Name	Role	Type	Shares	Price	Value
2026-03-31	Braund Bethany M	VP, CFO and Treasurer	RSU Award	20,000	-	-
2026-03-31	Braund Bethany M	VP, CFO and Treasurer	Unknown	-	-	-
2026-03-13	Huffmyer Timothy C.	VP, COO, CFO and Treasurer	Tax Withholding of RSU	1,788	$0.85	$1.51K
2026-03-13	Smith William W Jr	10 Percent Owner, Officer: President and CEO	Tax Withholding of RSU	4,943	$0.85	$4.18K
2026-03-09	Sharma Chetan	Director	RSU Award	12,500	$0.69	$8.58K
2026-03-09	Keddy Asha	Director	RSU Award	12,500	-	-
2026-03-06	Huffmyer Timothy C.	VP, COO, CFO and Treasurer	RSU Award	-	$0.68	-
2026-03-09	Arno Andrew	Director	RSU Award	12,500	-	-
2026-03-09	Elfman Steven Lawrence	Director	RSU Award	12,500	-	-
2026-03-09	Gulko Samuel	Director	RSU Award	12,500	-	-
2026-03-09	Szabo Gregory J	Director	RSU Award	12,500	-	-
2026-03-10	Smith William W Jr	10 Percent Owner, Officer: President and CEO	RSU Award	-	$0.68	-
2026-03-09	Campbell Thomas G	Director	RSU Award	12,500	-	-
2026-03-04	Huffmyer Timothy C.	VP, COO, CFO and Treasurer	Return of Shares	5,261	-	-
2026-03-04	Smith William W Jr	10 Percent Owner, Officer: President and CEO	Return of Shares	12,626	-	-
2026-02-27	Smith William W Jr	10 Percent Owner, Officer: President and CEO	Tax Withholding of RSU	43,366	$0.52	$22.68K
2026-02-27	Huffmyer Timothy C.	VP, COO, CFO and Treasurer	Tax Withholding of RSU	27,010	$0.51	$13.83K
2026-02-21	Huffmyer Timothy C.	VP, COO, CFO and Treasurer	Return of Shares	7,280	-	-
2026-02-21	Smith William W Jr	10 Percent Owner, Officer: President and CEO	Return of Shares	9,706	-	-
2026-02-03	Smith William W Jr	10 Percent Owner, Officer: President and CEO	RSU Award	1,480,165	$0.68	$1.01M
2025-12-17	Huffmyer Timothy C.	VP, COO, CFO and Treasurer	Tax Withholding of RSU	254	$0.62	$158.12
2025-12-17	Smith William W Jr	10 Percent Owner, Officer: President and CEO	Tax Withholding of RSU	1,000	$0.62	$622.50
2025-12-09	Huffmyer Timothy C.	VP, COO, CFO and Treasurer	RSU Award	75,398	-	-
2025-12-11	Smith William W Jr	10 Percent Owner, Officer: President and CEO	Informative Sell	36,597	$0.58	$21.27K
2025-12-10	Smith William W Jr	10 Percent Owner, Officer: President and CEO	Informative Sell	38,697	$0.60	$23.33K