SWK Holdings Corporation (SWKH) has 20 known insider and institutional holders on record. The largest holder is CARLSON CAPITAL L P with 9,085,619 shares. Other notable holders include NightWatch Capital Management, LLC and Empire Capital Management, L.L.C..
Over the last 12 months, insiders have made 4 transactions in SWKH stock — 3 buys (valued at $165.05K) and 0 sells (valued at RSU Award). Insider buying has outpaced selling during this period, which may signal confidence in the company's prospects.
SWKH Insider Ownership
Top Holder
CARLSON CAPITAL L P
9,085,619 shares
Buys (12 mo)
3
$165.05K value
Sells (12 mo)
0
$0.00 value
12-Month Transaction Activity
Top Insider Holders
| # |
Name |
Role |
Shares Owned |
Last Filed |
Relative Size |
| 1 |
Carlson Capital L P |
10 Percent Owner |
9,085,619 |
2017-05-22 |
|
| 2 |
Nightwatch Capital Management, Llc |
10 Percent Owner |
6,317,273 |
2007-05-17 |
|
| 3 |
Empire Capital Management, L.l.c. |
10 Percent Owner |
3,200,000 |
2007-01-19 |
|
| 4 |
Kay Technology Corp, Inc. |
10 Percent Owner |
2,000,000 |
2009-12-23 |
|
| 5 |
Doyle Thomas H |
President and COO |
913,213 |
2004-05-06 |
|
| 6 |
Akkr Special Opportunities Llc |
10 Percent Owner |
600,000 |
2009-12-09 |
|
| 7 |
Carlson Clint Duane |
10 Percent Owner |
399,394 |
2024-11-01 |
|
| 8 |
Burgon Paul |
Interim CFO and Secretary |
394,977 |
2012-05-16 |
|
| 9 |
Angel Mark A |
SVP of Development & Strategy |
390,000 |
2009-07-10 |
|
| 10 |
Pope James Brett |
CEO |
373,337 |
2015-08-20 |
|
| 11 |
Shannahan Michael J |
Chief Financial Officer |
350,000 |
2008-03-14 |
|
| 12 |
Turano Daniel A |
SVP Worldwide Field Operations |
345,000 |
2009-07-10 |
|
| 13 |
Jones Jay Aaron |
Chief Administrative Officer |
330,000 |
2009-07-10 |
|
| 14 |
Isaacs Charles Hart |
Chief Technology Officer |
282,300 |
2009-07-10 |
|
| 15 |
Clifford William Thaddeus |
Director |
255,000 |
2014-02-10 |
|
| 16 |
Margolis Michael A |
Director |
205,000 |
2014-02-10 |
|
| 17 |
Wolf Chad Alan |
Evergance Pres. & Kana VP |
175,000 |
2009-07-10 |
|
| 18 |
Batt Jerry R |
Director |
170,000 |
2009-07-10 |
|
| 19 |
Bose William A |
VP, General Counsel & Sec |
159,958 |
2009-07-10 |
|
| 20 |
Vinella Stephanie |
Director |
155,000 |
2009-07-10 |
|
Recent Transactions (last 12 months)
| Date |
Name |
Role |
Type |
Shares |
Price |
Value |
| 2025-06-16 |
Albright Jerry |
Director |
RSU Award |
3,858 |
$14.26 |
$55.02K |
| 2025-06-16 |
Hatcher Robert K. |
Director |
RSU Award |
3,858 |
$14.26 |
$55.02K |
| 2025-06-16 |
Dotter Laurie L. |
Director |
RSU Award |
3,858 |
$14.26 |
$55.02K |
| 2025-04-15 |
Staggs Joe David Jr |
President |
Option Exercise (Sell) |
18,750 |
$12.50 |
$234.38K |
