Tri-Continental Corporation (TY) has 20 known insider and institutional holders on record. The largest holder is KING DAVID L with 148,391 shares. Other notable holders include MCPHERSON FRANK A and MORRIS WILLIAM C.
Over the last 12 months, insiders have made 7 transactions in TY stock — 1 buys (valued at $3.3K) and 1 sells (valued at $5.07K).
TY Insider Ownership
Top Holder
KING DAVID L
148,391 shares
Buys (12 mo)
1
$3.3K value
Sells (12 mo)
1
$5.07K value
12-Month Transaction Activity
Top Insider Holders
| # |
Name |
Role |
Shares Owned |
Last Filed |
Relative Size |
| 1 |
King David L |
Officer |
148,391 |
2020-03-03 |
|
| 2 |
Mcpherson Frank A |
Director |
52,519 |
2008-02-01 |
|
| 3 |
Morris William C |
Chairman |
39,348 |
2008-03-26 |
|
| 4 |
Clark John H |
Officer |
20,912 |
2008-07-03 |
|
| 5 |
White Todd |
Officer |
19,000 |
2014-03-05 |
|
| 6 |
Condon Brian Matthew |
Officer |
17,500 |
2015-12-11 |
|
| 7 |
Jin Yan |
Officer |
7,927 |
2019-01-02 |
|
| 8 |
Kadlec Charles W |
Vice President |
7,918 |
2007-06-01 |
|
| 9 |
Guidone Paul C |
Director |
6,576 |
2003-09-11 |
|
| 10 |
Schmaltz Richard R |
Officer |
5,175 |
2004-01-06 |
|
| 11 |
Albanese Peter |
Officer |
5,068 |
2018-06-13 |
|
| 12 |
Maher John F |
Director |
5,000 |
2006-12-18 |
|
| 13 |
Richie Leroy C |
Director |
4,738 |
2009-10-13 |
|
| 14 |
Truscott William F |
Senior Vice President |
4,000 |
2024-11-19 |
|
| 15 |
Moles Thomas G |
Officer |
3,633 |
2004-05-24 |
|
| 16 |
Cunningham John B |
Vice President |
2,500 |
2004-09-17 |
|
| 17 |
Lee Grace |
Director |
2,000 |
2022-03-14 |
|
| 18 |
Sivaraman Raghavendran |
Officer |
1,873 |
2023-07-07 |
|
| 19 |
Mcgarry Michael F |
Officer |
1,228 |
2005-04-07 |
|
| 20 |
Ilchman Alice S |
Director |
1,165 |
2005-10-20 |
|
Recent Transactions (last 12 months)
| Date |
Name |
Role |
Type |
Shares |
Price |
Value |
| 2026-04-01 |
Wiley Christie M |
Officer |
Unknown |
- |
- |
- |
| 2026-02-01 |
Bender Victoria K |
Officer |
Unknown |
- |
- |
- |
| 2026-02-01 |
D'alessandro Joseph |
Officer |
Unknown |
- |
- |
- |
| 2026-01-01 |
Lukitsh Nancy Therese |
Director |
Unknown |
- |
- |
- |
| 2025-09-04 |
Petersen Christopher O. |
SVP & Asst Secretary |
Informative Sell |
151 |
$33.56 |
$5.07K |
| 2025-08-20 |
Larrenaga Ryan Collins |
See Remarks |
Informative Buy |
100 |
$33.04 |
$3.3K |
| 2025-04-30 |
Janvier Nicolas |
Officer |
Unknown |
- |
- |
- |
