CION Investment Corporation (CION) has 17 known insider and institutional holders on record. The largest holder is ICON Investment Group, LLC with 111,222 shares. Other notable holders include Apollo Principal Holdings III GP Ltd and Hardwood Partners, LLC.
Over the last 12 months, insiders have made 6 transactions in CION stock — 6 buys (valued at $42.46K) and 0 sells (valued at RSU Award). Insider buying has outpaced selling during this period, which may signal confidence in the company's prospects.
CION Insider Ownership
Top Holder
ICON Investment Group, LLC
111,222 shares
Buys (12 mo)
6
$42.46K value
Sells (12 mo)
0
$0.00 value
12-Month Transaction Activity
Top Insider Holders
| # |
Name |
Role |
Shares Owned |
Last Filed |
Relative Size |
| 1 |
Icon Investment Group, Llc |
10 Percent Owner |
111,222 |
2013-01-07 |
|
| 2 |
Apollo Principal Holdings Iii Gp Ltd |
10 Percent Owner |
111,111 |
2013-01-09 |
|
| 3 |
Hardwood Partners, Llc |
10 Percent Owner |
94,444 |
2013-01-11 |
|
| 4 |
Franz Keith S |
CFO & Treasurer |
71,612 |
2023-06-05 |
|
| 5 |
Bresner Gregg A. |
President & CIO |
63,599 |
2025-04-02 |
|
| 6 |
Reisner Michael A |
Co-chairman & Co-CEO |
46,474 |
2025-08-13 |
|
| 7 |
Breakstone Robert A |
Director |
15,782 |
2025-05-19 |
|
| 8 |
Roman Stephen |
Cco & Secretary |
12,891 |
2025-05-22 |
|
| 9 |
Pinero Eric A. |
Chief Legal Officer |
9,127 |
2025-03-18 |
|
| 10 |
Hedin Earl |
Director |
7,702 |
2017-03-29 |
|
| 11 |
Estrada Edward J. |
Director |
3,695 |
2021-11-24 |
|
| 12 |
Gatto Mark |
Co-chairman & Co-CEO |
3,070 |
2025-05-13 |
|
| 13 |
Finlay Peter I. |
Director |
2,750 |
2025-05-28 |
|
| 14 |
Choi Catherine |
Director |
2,000 |
2023-05-23 |
|
| 15 |
Schwartz Aron I |
Director |
2,000 |
2023-05-16 |
|
| 16 |
Arestia Charlie |
See Remarks |
1,213 |
2024-11-13 |
|
| 17 |
Kress Joel S |
Senior Managing Director |
111 |
2012-07-02 |
|
Recent Transactions (last 12 months)
| Date |
Name |
Role |
Type |
Shares |
Price |
Value |
| 2025-08-12 |
Reisner Michael A |
Co-chairman & Co-CEO |
Informative Buy |
472 |
$10.57 |
$4.99K |
| 2025-05-27 |
Finlay Peter I. |
Director |
Informative Buy |
200 |
$9.66 |
$1.93K |
| 2025-05-22 |
Roman Stephen |
Cco & Secretary |
Informative Buy |
600 |
$9.48 |
$5.69K |
| 2025-05-16 |
Breakstone Robert A |
Director |
Informative Buy |
500 |
$9.72 |
$4.86K |
| 2025-05-12 |
Reisner Michael A |
Co-chairman & Co-CEO |
Informative Buy |
515 |
$9.69 |
$4.99K |
| 2025-05-12 |
Gatto Mark |
Co-chairman & Co-CEO |
Informative Buy |
2,070 |
$9.66 |
$20K |
