NewtekOne, Inc. Depositary Shares, Non-Cumulative Perpetual Preferred Stock, Series B NEWTP NASDAQ

NASDAQ Global Select • Financial Services • Asset Management • US • USD

NewtekOne, Inc. Depositary Shares, Non-Cumulative Perpetual Preferred Stock, Series B (NEWTP) has 20 known insider and institutional holders on record. The largest holder is SLOANE BARRY with 1,194,180 shares. Other notable holders include Downs Peter Mathison and BECK DAVID C.

Over the last 12 months, insiders have made 39 transactions in NEWTP stock — 29 buys (valued at $598.11K) and 0 sells (valued at RSU Award). Insider buying has outpaced selling during this period, which may signal confidence in the company's prospects.

NEWTP Insider Ownership

Top Holder

SLOANE BARRY

1,194,180 shares

Buys (12 mo)

$598.11K value

Sells (12 mo)

$0.00 value

12-Month Transaction Activity

Buy 74%

Sell 0%

Top Insider Holders

#	Name	Role	Shares Owned	Last Filed	Relative Size
1	Sloane Barry	President, Chairman & CEO	1,194,180	2026-01-16	100%
2	Downs Peter Mathison	President, Newtek Bank	86,756	2026-01-16	7%
3	Beck David C	Director	57,195	2015-01-28	5%
4	Kirschner Sam	Director	56,980	2017-03-24	5%
5	Schwartz Michael Adam	Chief Legal Officer	49,713	2026-01-16	4%
6	Young Nicolas	President, Newtek Bank, N.a.	46,883	2024-10-08	4%
7	Mulia Salvatore Francis	Director	45,791	2024-09-20	4%
8	Salute Richard J	Director	44,505	2025-12-08	4%
9	Eddelson Jennifer Catherine	Principal Financial Officer	39,108	2018-02-27	3%
10	Zink Gregory L	Director	37,707	2025-12-15	3%
11	Demaria Frank M	Cheif Financial Officer	35,220	2026-01-16	3%
12	Price Michael Scott	Chief Financial Officer	27,789	2024-10-08	2%
13	Schroeder Gordon L	Director	27,780	2008-04-08	2%
14	Razon-feingold Halli	SVP, Human Resources & CAO	22,915	2026-01-16	2%
15	Leger Nicholas J	Chief Accounting Officer	18,493	2023-03-22	2%
16	Perez-hickman Fernando	Director	8,264	2025-07-01	1%
17	Brunet Craig Jeffry	Director	5,572	2025-12-08	0%
18	Ash Matthew Gordon	EVP, CLO & Compliance Officer	5,200	2014-11-14	0%
19	Raven John	Chief Info. Security Officer	3,300	2016-08-02	0%
20	Joshi Nilesh	Chief Information Officer	2,898	2017-03-22	0%

Recent Transactions (last 12 months)

Date	Name	Role	Type	Shares	Price	Value
2026-01-27	Cestare Thomas David	Director	Unknown	-	-	-
2025-12-31	Perez-hickman Fernando	Director	Unknown	-	-	-
2025-12-31	Zink Gregory L	Director	Unknown	-	-	-
2025-12-31	Brunet Craig Jeffry	Director	Unknown	-	-	-
2025-12-31	Salute Richard J	Director	Unknown	-	-	-
2026-01-14	Razon-feingold Halli	SVP, Human Resources & CAO	RSU Award	1,258	$13.91	$17.5K
2026-01-14	Razon-feingold Halli	SVP, Human Resources & CAO	Informative Buy	1,258	$13.91	$17.5K
2026-01-14	Demaria Frank M	Cheif Financial Officer	RSU Award	1,556	$13.91	$21.64K
2026-01-14	Demaria Frank M	Cheif Financial Officer	Informative Buy	1,556	$13.91	$21.64K
2026-01-14	Downs Peter Mathison	President, Newtek Bank	RSU Award	2,696	$13.91	$37.5K
2026-01-14	Schwartz Michael Adam	Chief Legal Officer	RSU Award	2,247	$13.91	$31.26K
2026-01-14	Schwartz Michael Adam	Chief Legal Officer	Informative Buy	2,247	$13.91	$31.26K
2026-01-14	Sloane Barry	President, Chairman & CEO	RSU Award	3,595	$13.91	$50.01K
2026-01-14	Sloane Barry	President, Chairman & CEO	Informative Buy	3,595	$13.91	$50.01K
2025-12-31	Razon-feingold Halli	SVP, Human Resources & CAO	Unknown	-	-	-
2025-12-31	Demaria Frank M	Officer	Unknown	-	-	-
2025-12-31	Downs Peter Mathison	President, Newtek Bank	Unknown	-	-	-
2025-12-31	Schwartz Michael Adam	Officer	Unknown	-	-	-
2025-12-31	Sloane Barry	President, Chairman & CEO	Unknown	-	-	-
2025-12-15	Zink Gregory L	Director	Informative Buy	500	$12.06	$6.03K
2025-12-05	Brunet Craig Jeffry	Director	Informative Buy	789	$11.31	$8.92K
2025-12-08	Salute Richard J	Director	Informative Buy	900	$11.28	$10.15K
2025-11-03	Zink Gregory L	Director	Informative Buy	1,000	$10.43	$10.43K
2025-11-03	Sloane Barry	Chairman & CEO	Informative Buy	2,000	$10.19	$20.37K
2025-08-01	Salute Richard J	Director	Informative Buy	700	$11.23	$7.86K