Saratoga Investment Corp. (SAR) has 20 known insider and institutional holders on record. The largest holder is GSC CDO III, LLC with 904,980 shares. Other notable holders include Saratoga Investment Advisors, LLC and CLO PARTNERS LLC.
Over the last 12 months, insiders have made 8 transactions in SAR stock — 2 buys (valued at RSU Award) and 0 sells (valued at RSU Award). Insider buying has outpaced selling during this period, which may signal confidence in the company's prospects.
SAR Insider Ownership
Top Holder
GSC CDO III, LLC
904,980 shares
Buys (12 mo)
2
$0.00 value
Sells (12 mo)
0
$0.00 value
12-Month Transaction Activity
Top Insider Holders
| # |
Name |
Role |
Shares Owned |
Last Filed |
Relative Size |
| 1 |
Gsc Cdo Iii, Llc |
10 Percent Owner |
904,980 |
2007-04-16 |
|
| 2 |
Saratoga Investment Advisors, Llc |
Officer |
789,474 |
2010-08-03 |
|
| 3 |
Clo Partners Llc |
Officer |
789,474 |
2010-08-03 |
|
| 4 |
Oberbeck Elizabeth |
Director |
684,183 |
2018-06-27 |
|
| 5 |
Oberbeck Christian L |
10 Percent Owner, Officer: CEO and Director |
664,983 |
2026-01-30 |
|
| 6 |
Birkelund John P. |
Officer |
657,895 |
2010-08-03 |
|
| 7 |
Petrocelli Richard A |
CFO, Secretary, Cco |
328,947 |
2010-08-03 |
|
| 8 |
Phillips Charles G Iv |
Officer |
328,947 |
2010-08-03 |
|
| 9 |
Durkin Charles P Jr |
Officer |
197,368 |
2010-08-03 |
|
| 10 |
Grisius Michael J |
President and Director |
132,239 |
2016-06-22 |
|
| 11 |
Hayden Richard M |
Chairman of the Bd of Director |
115,190 |
2008-02-05 |
|
| 12 |
Inglesby Thomas V |
Chief Executive Officer |
84,672 |
2008-06-10 |
|
| 13 |
Williams George Cabell Iii |
Director |
64,297 |
2020-05-11 |
|
| 14 |
Steenkamp Henri J |
CFO, Cco, Treasurer and Sec. |
43,527 |
2025-07-30 |
|
| 15 |
Castro Daniel I Jr |
Officer |
40,000 |
2007-11-05 |
|
| 16 |
Macmurray John F. |
Officer |
36,184 |
2010-08-03 |
|
| 17 |
Cummings Robert F Jr |
Director |
16,737 |
2007-11-05 |
|
| 18 |
Allorto Richard T Jr |
Chief Financial Officer |
10,000 |
2008-06-10 |
|
| 19 |
Katzenstein Seth M |
Man. Dir. of CCG of Gsc Group |
8,100 |
2007-11-05 |
|
| 20 |
Wright Alexander B |
Man. Dir. of CCG of Gsc Group |
6,250 |
2008-02-05 |
|
Recent Transactions (last 12 months)
| Date |
Name |
Role |
Type |
Shares |
Price |
Value |
| 2026-01-29 |
Oberbeck Christian L |
10 Percent Owner, Officer: CEO and Director |
Gift (Given) |
1,000 |
- |
- |
| 2025-12-19 |
Oberbeck Christian L |
10 Percent Owner, Officer: CEO and Director |
Gift (Given) |
1,000 |
- |
- |
| 2025-12-11 |
Oberbeck Christian L |
10 Percent Owner, Officer: CEO and Director |
Gift (Received) |
7,800 |
- |
- |
| 2025-09-23 |
Oberbeck Christian L |
10 Percent Owner, Officer: CEO and Director |
Other (Sell) |
606 |
- |
- |
| 2025-07-31 |
Oberbeck Christian L |
10 Percent Owner, Officer: CEO and Director |
Other (Sell) |
2,252 |
- |
- |
| 2025-07-29 |
Steenkamp Henri J |
CFO, Cco, Treasurer and Sec. |
Other (Buy) |
4,373 |
- |
- |
| 2025-07-30 |
Oberbeck Christian L |
10 Percent Owner, Officer: CEO & Director |
Other (Sell) |
48 |
- |
- |
| 2025-07-29 |
Oberbeck Christian L |
10 Percent Owner, Officer: CEO & Director |
Other (Sell) |
28,261 |
- |
- |
